OBJECTIVE:
- To define the procedure for establishing, reviewing, approving, and maintaining Safety Data Exchange Agreements (SDEA) with all partners involved in safety-related activities.
- To ensure compliance with World Health Organization (WHO) and European Union Good Pharmacovigilance Practices (EU-GVP) requirements.
- To clearly define safety responsibilities between the company and external partners for the exchange, reporting, and management of safety information.
SCOPE:
- This SOP applies to all contracts requiring safety data exchange, including:
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- Distributors
- Contract Manufacturing Organizations (CMO)
- Contract Research Organizations (CRO)
- Marketing partners
- Co-marketing / co-promotion partners
- Importers and exporters
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- This SOP applies to the Qualified Person for Pharmacovigilance (QPPV), Regulatory Affairs (RA), Quality Assurance (QA), Pharmacovigilance (PV) team, and Legal Department.
RESPONSIBILITIES:
Qualified Person for Pharmacovigilance (QPPV):
- Ensure all applicable partners have a valid SDEA.
- Review SDEA content for regulatory completeness.
- Approve SDEA from a safety and compliance perspective.
- Ensure safety responsibilities and timelines are aligned with regulatory obligations.
Pharmacovigilance (PV) Department:
- Draft SDEA in collaboration with Legal and RA.
- Maintain a master list of all active SDEAs.
- Ensure partners understand AE reporting timelines and formats.
- Periodically review SDEA compliance.
Regulatory Affairs (RA):
- Provide country-specific regulatory reporting requirements.
- Ensure alignment of SDEA commitments with registration obligations.
Quality Assurance (QA):
- Ensure SDEA documents follow document control requirements.
- Verify SDEA requirements during vendor qualification and audits.
Legal Department:
- Review and finalize legal clauses.
- Ensure contractual enforceability of responsibilities.
DEFINATIONS:
- Safety Data Exchange Agreement (SDEA): A written agreement defining pharmacovigilance responsibilities between the company and a partner.
- Qualified Person for Pharmacovigilance (QPPV): Person responsible for overall PV system oversight.
- Individual Case Safety Report (ICSR): A report of an individual patient’s adverse event.
- Periodic Safety Update Report (PSUR): A regular report summarizing product safety.
- Periodic Benefit–Risk Evaluation Report (PBRER): A benefit–risk evaluation of the product.
PROCEDURE:
Identification of Partners Requiring an SDEA:
- PV identifies partners involved in any activity that may generate, receive, or transmit safety information.
- Partners requiring SDEA include:
- Distributors
- CROs (for clinical and bioequivalence studies)
- CMOs (contract manufacturing organizations)
- Marketing authorization holders (MAH)
- Importers / Exporters
- Co-marketing partners
- No commercial activity shall start without a signed SDEA.
Preparation of SDEA:
- PV drafts SDEA using the approved company template.
- SDEA must define:
- Safety responsibilities of each party
- Reporting timelines for serious and non-serious cases
- Safety communication process
- Exchange format (email, database, secure system)
- Responsibilities for PSUR/PBRER, RMP, signal management
- Responsibilities for safety database management
- Audit and inspection support
- Partner training responsibilities
- RA provides country-specific reporting timelines to include in the SDEA.
- Legal reviews the agreement for compliance.
- QPPV reviews and approves safety-related clauses.
Key Safety Responsibilities to be Included in SDEA:
- Adverse Event (AE) / ICSR Handling
- Partner must report serious ICSRs within 24 hours.
- Partner must report non-serious ICSRs within 48–72 hours.
- AE forms and minimum information requirements must be defined.
- Literature Screening.
- Responsibilities for global and local literature screening must be defined.
- Periodic Safety Update Report (PSUR) / PBRER
- Clarify which party prepares and submits PSUR/PBRER.
- Partner must share sales volume and exposure data within defined timelines.
- Risk Management Plan (RMP)
- Specify who prepares RMP and monitors risk minimization activities.
- Signal Detection & Emerging Safety Issues.
- Either party must notify the other of potential safety signals immediately.
- Signal validation and assessment responsibilities must be defined.
- Quality Complaints Linked to Safety.
- Product Quality Complaint cases with AE must be routed to PV within 24 hours.
- Recalls & Safety Communications.
- Responsibilities for Dear Healthcare Professional Letters (DHCPL) must be defined.
- Partner must support safety alerts and recall investigations.
Review and Approval Process:
- PV drafts the SDEA and shall forward for RA and Legal reviews.
- The reviewed SDEA approves by QPPV and Head PV.
Training on SDEA Responsibilities:
- PV shall train internal stakeholders on new or revised SDEAs.
- Training records shall be maintained as per Training SOP.
SDEA Implementation and Compliance Monitoring:
- PV shall monitor partner compliance through:
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- AE reporting timeliness
- PSUR/PBRER data submission timeliness
- SDEA audit reports
- Partner performance review
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- Repeated non-compliance shall be escalated to QPPV and QA.
- CAPA shall be initiated for significant non-compliance.
SDEA Review and Renewal:
- SDEA must be reviewed at least every two years, or earlier if:
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- Regulatory requirements change
- Partner responsibilities change
- New safety processes are introduced
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- Updated versions must follow the same approval process.
Archiving & Retention:
- All signed SDEAs shall be archived for five years after revision.
Training:
- All PV, RA, QA and relevant commercial personnel must be trained on this SOP.
- Refresher training shall follow the Training SOP.
Deviations:
- Deviations from this SOP shall be handled through the Deviation and CAPA SOP.
- QPPV must be informed of PV-related deviations.
SDEA Numbering Pattern:
- SDEA Numbering shall contain, SDEA – XXX – YYY – ZZ, Where:
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- SDEA = Safety Data Exchange Agreement
- XXX = Manufacturer
- YYY = Distributor
- ZZ = Version
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REFERENCES:
- WHO Technical Report Series (TRS) – PV guidance
- EU Good Pharmacovigilance Practices (GVP)
- Company QMS SOPs (Document Control, Training, Audit, Risk Management, Deviation & CAPA)
RECORDS:
| Sr No. | Title | Document No. |
| 1 | SDEA Template | F/PV003/001 – 00 |
REVISION HISTORY.
| Amendment Date: | Update Summary | Version No. |
| NA | New SOP | 01 |