PV003: SOP FOR SAFETY DATA EXCHANGE AGREEMENTS (SDEA) & PARTNER RESPONSIBILITIES

OBJECTIVE:

  • To define the procedure for establishing, reviewing, approving, and maintaining Safety Data Exchange Agreements (SDEA) with all partners involved in safety-related activities.
  • To ensure compliance with World Health Organization (WHO) and European Union Good Pharmacovigilance Practices (EU-GVP) requirements.
  • To clearly define safety responsibilities between the company and external partners for the exchange, reporting, and management of safety information.

SCOPE:

  • This SOP applies to all contracts requiring safety data exchange, including:
      • Distributors
      • Contract Manufacturing Organizations (CMO)
      • Contract Research Organizations (CRO)
      • Marketing partners
      • Co-marketing / co-promotion partners
      • Importers and exporters
  • This SOP applies to the Qualified Person for Pharmacovigilance (QPPV), Regulatory Affairs (RA), Quality Assurance (QA), Pharmacovigilance (PV) team, and Legal Department.

RESPONSIBILITIES:

Qualified Person for Pharmacovigilance (QPPV):

  • Ensure all applicable partners have a valid SDEA.
  • Review SDEA content for regulatory completeness.
  • Approve SDEA from a safety and compliance perspective.
  • Ensure safety responsibilities and timelines are aligned with regulatory obligations.

Pharmacovigilance (PV) Department:

  • Draft SDEA in collaboration with Legal and RA.
  • Maintain a master list of all active SDEAs.
  • Ensure partners understand AE reporting timelines and formats.
  • Periodically review SDEA compliance.

Regulatory Affairs (RA):

  • Provide country-specific regulatory reporting requirements.
  • Ensure alignment of SDEA commitments with registration obligations.

Quality Assurance (QA):

  • Ensure SDEA documents follow document control requirements.
  • Verify SDEA requirements during vendor qualification and audits.

Legal Department:

  • Review and finalize legal clauses.
  • Ensure contractual enforceability of responsibilities.

DEFINATIONS:

  • Safety Data Exchange Agreement (SDEA): A written agreement defining pharmacovigilance responsibilities between the company and a partner.
  •  Qualified Person for Pharmacovigilance (QPPV): Person responsible for overall PV system oversight.
  •  Individual Case Safety Report (ICSR): A report of an individual patient’s adverse event.
  •  Periodic Safety Update Report (PSUR): A regular report summarizing product safety.
  •  Periodic Benefit–Risk Evaluation Report (PBRER): A benefit–risk evaluation of the product.

PROCEDURE:

Identification of Partners Requiring an SDEA:

  • PV identifies partners involved in any activity that may generate, receive, or transmit safety information.
  • Partners requiring SDEA include:
    • Distributors
    • CROs (for clinical and bioequivalence studies)
    • CMOs (contract manufacturing organizations)
    • Marketing authorization holders (MAH)
    • Importers / Exporters
    • Co-marketing partners
  • No commercial activity shall start without a signed SDEA.

 Preparation of SDEA:

  • PV drafts SDEA using the approved company template.
  • SDEA must define:
    • Safety responsibilities of each party
    • Reporting timelines for serious and non-serious cases
    • Safety communication process
    • Exchange format (email, database, secure system)
    • Responsibilities for PSUR/PBRER, RMP, signal management
    • Responsibilities for safety database management
    • Audit and inspection support
    • Partner training responsibilities
  •  RA provides country-specific reporting timelines to include in the SDEA.
  • Legal reviews the agreement for compliance.
  • QPPV reviews and approves safety-related clauses.

 Key Safety Responsibilities to be Included in SDEA:

  • Adverse Event (AE) / ICSR Handling
  • Partner must report serious ICSRs within 24 hours.
  • Partner must report non-serious ICSRs within 48–72 hours.
  • AE forms and minimum information requirements must be defined.
  • Literature Screening.
  • Responsibilities for global and local literature screening must be defined.
  • Periodic Safety Update Report (PSUR) / PBRER
  • Clarify which party prepares and submits PSUR/PBRER.
  • Partner must share sales volume and exposure data within defined timelines.
  • Risk Management Plan (RMP)
  • Specify who prepares RMP and monitors risk minimization activities.
  • Signal Detection & Emerging Safety Issues.
  • Either party must notify the other of potential safety signals immediately.
  • Signal validation and assessment responsibilities must be defined.
  • Quality Complaints Linked to Safety.
  • Product Quality Complaint cases with AE must be routed to PV within 24 hours.
  • Recalls & Safety Communications.
  • Responsibilities for Dear Healthcare Professional Letters (DHCPL) must be defined.
  • Partner must support safety alerts and recall investigations.

Review and Approval Process:

  • PV drafts the SDEA and shall forward for RA and Legal reviews.
  • The reviewed SDEA approves by QPPV and Head PV.

Training on SDEA Responsibilities:

  • PV shall train internal stakeholders on new or revised SDEAs.
  • Training records shall be maintained as per Training SOP.

 SDEA Implementation and Compliance Monitoring:

  • PV shall monitor partner compliance through:
      • AE reporting timeliness
      • PSUR/PBRER data submission timeliness
      • SDEA audit reports
      • Partner performance review
  • Repeated non-compliance shall be escalated to QPPV and QA.
  • CAPA shall be initiated for significant non-compliance.

SDEA Review and Renewal:

  • SDEA must be reviewed at least every two years, or earlier if:
      • Regulatory requirements change
      • Partner responsibilities change
      • New safety processes are introduced
  • Updated versions must follow the same approval process.

 Archiving & Retention:

  • All signed SDEAs shall be archived for five years after revision.

Training:

  • All PV, RA, QA and relevant commercial personnel must be trained on this SOP.
  • Refresher training shall follow the Training SOP.

 Deviations:

  • Deviations from this SOP shall be handled through the Deviation and CAPA SOP.
  • QPPV must be informed of PV-related deviations.

SDEA Numbering Pattern:

  • SDEA Numbering shall contain, SDEA – XXX – YYY – ZZ, Where:
      • SDEA = Safety Data Exchange Agreement
      • XXX = Manufacturer
      • YYY = Distributor
      • ZZ = Version

REFERENCES:

  • WHO Technical Report Series (TRS) – PV guidance
  •  EU Good Pharmacovigilance Practices (GVP)
  •  Company QMS SOPs (Document Control, Training, Audit, Risk Management, Deviation & CAPA) 

RECORDS:

Sr No. Title Document No.
1 SDEA Template F/PV003/001 – 00

REVISION HISTORY.

Amendment Date: Update Summary Version No.
NA New SOP 01

 

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